Awards & Accomplishments

Named Broker Dealer of the Year in 1999, 2000, 2001, 2005 and 2007.
(Investment Advisor Magazine)

Received the Broker Dealer Excellence award in 2007.
(Boomer Market Advisor Magazine)

Most credentialed financial advisors* in the Sacramento area.
(Sacramento Business Journal, August 2007)

* For this list, a credentialed advisor is someone who holds at least one of the
following credentials:

• Certified Financial Planner (CFP)
• Chartered Life Underwriter (CLU)
• Certified Public Accountant (CPA)
• Chartered Financial Consultant (ChFC)