Leia Farmer
Chief Compliance Officer

Leia joined Brecek & Young in 2005 as the Internal Compliance Manager/Compliance Officer before assuming the role of the Chief Compliance Officer of the Broker-Dealer in August 2006. Most recently, Leia assumed the role of Chief Compliance Officer for the Registered Investment Advisor Department. Prior to joining Brecek & Young, Leia worked for E*TRADE Securities for six years in the Compliance, Customer Service and Quality Monitoring divisions.

FINRA Series 4, 7, 24, 63

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